Supplier assurance & internal audit

Know your supply chain. Prove it to your customer.

Defence contracts make you accountable for the suppliers you use. WHG runs supplier assurance for you – risk assessment, due diligence, onboarding, audits and monitoring – so every tier meets the cyber, quality, security and ethical requirements your contract flows down.

The lifecycle

How we manage your suppliers

A single, evidence-led process from first contact to contract exit – proportionate to each supplier’s risk.

  1. Risk assessment

    Tier suppliers by criticality and exposure.

  2. Due diligence

    Verify who they are and what they hold.

  3. Onboarding

    Flow down requirements; capture evidence.

  4. Supplier audits

    Risk-based second-party audits.

  5. Internal audit

    Independent check of your own controls.

  6. Monitor & improve

    Performance, expiries and obligations.

1. Supplier risk assessment

We assess every supplier against the risks that matter in defence and set the level of control accordingly.

  • Criticality to your programme and single points of failure
  • Information handled and cyber exposure
  • Quality and safety impact of the goods or services supplied
  • Export control, security and ethical risk
  • Contract value and duration

Output: a supplier risk register and tiering model that sets the assurance each supplier needs.

2. Due diligence

Evidence-based checks before you commit – and repeated at a frequency set by risk.

  • Company identity, ownership and control
  • Sanctions, politically exposed persons and adverse media
  • Financial stability
  • Certifications held – Cyber Essentials, DCC, ISO, AQAP – verified at source
  • Modern slavery, anti-bribery and export control indicators

Output: a risk-rated supplier profile with a clear go / no-go recommendation and any conditions.

3. Onboarding and flow-down

Your contract obligations, passed down clearly and acknowledged before work starts.

  • Flow-down of relevant DEFCONs, Def Stans and quality requirements
  • Cyber, security and HSE requirements proportionate to risk
  • Policy, insurance and certificate capture
  • Code of conduct acknowledgement and baseline KPIs

Output: an approved supplier with signed terms and a complete baseline compliance pack.

4. Supplier audits

Independent second-party audits on site or remotely, scheduled by risk rather than habit.

  • Audits against contract, quality, cyber and security requirements
  • Targeted deep dives – counterfeit avoidance, configuration management, modern slavery, anti-bribery
  • Graded findings with owners and target dates
  • Verification of corrective actions to closure

Output: audit reports, a tracked corrective action log and an executive summary for your board or customer.

5. Internal audit

Independent internal audit you can rely on

Internal audit is where most compliance gaps are found – or missed. Our lead auditors run your internal audit programme independently, so you get an honest view before your customer or certification body does.

  • Risk-based audit programme planned in line with ISO 19011 across your full scope
  • Integrated audits covering ISO 9001, 27001, 14001, 45001 and 22301 together
  • Defence requirements – AQAP, Def Stan and Def Stan 05-138 controls audited in context
  • Pre-assessment and mock audits ahead of DCC, ISO or customer assessments
  • Supplier management audit – testing that your own supplier controls actually work
  • Management review support with clear inputs and decisions recorded
  • Corrective action tracking through to verified closure

What you receive

  • Annual audit programme and schedule
  • Audit plans issued in advance
  • Clear, graded findings with evidence
  • Corrective action log with owners and dates
  • Summary report for top management

Independence: our auditors never audit work they were responsible for, and we keep consultancy and certification activity strictly separate.

6. Monitor and improve

Assurance doesn’t end at approval. We keep your supply chain under control for the life of the contract.

  • Certificate and insurance expiry tracking with early alerts
  • Performance reviews against SLAs, OTIF and quality measures
  • Contract register with key dates, obligations and variations
  • Re-assessment triggered by changes in risk
  • Supplier development plans – and managed exit where needed

Deliverables

  • Supplier risk register and tiering model
  • Completed due diligence files and onboarding packs
  • Audit reports with verified corrective actions
  • Live contract and obligations register
  • Dashboard: compliance status, key risks, expiries and performance

How we can work with you

Project

Set up or overhaul your supplier assurance process.

Managed service

We run it for you, month in, month out.

Audit capacity

Extra qualified auditors when you need them.

Where we work

Supply chains we support

Logistics and transport
Uncrewed systems and drones
Equipment and platforms
Stores and support services
FAQs

Supplier assurance questions

Can you work inside our existing systems?

Yes. We can operate within your supplier portal, ERP or quality system, or provide simple, structured trackers if you don’t have one.

We’re an SME – is this proportionate for us?

Yes. Controls are sized to supplier risk and contract value. A small supply chain gets a small, efficient process that still satisfies your prime.

How quickly can you start?

We typically start with your highest-risk suppliers, so the biggest exposures are covered first, then extend across the rest of the supply chain.

Do you handle classified information?

Supplier assurance work is scoped so it can be delivered at OFFICIAL. Where a requirement involves security-cleared personnel, we discuss arrangements directly with you.

Ready to take control of your supply chain?

Tell us about your suppliers and contract requirements. We’ll propose a proportionate assurance approach and where to start.